John S. Murray
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Sanford Murray, who also goes by John S Murray, John Murray, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 1994 - September 8, 1995
AFD, INC.
March 20, 1989 - April 7, 1990
PAMCO SECURITIES AND INSURANCE SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AFD, INC.
CRD#: 34047 / SEC#: , 8-46200
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE LIFE INSURANCE COMPANY | 100% SHAREHOLDER | |
| BURNELL, LISA ANN | ASSISTANT VICE PRESIDENT AND COMPLIANCE OFFICER | 2420573 |
| GARDNER, KAREN CASSIDY | VICE PRESIDENT | |
| GOLL, MARIAN | TREASURER | 4305537 |
| HUNTER, JOHN ROGER | VICE PRESIDENT-FINANCIAL INSTITUTIONS | 2957074 |
| LEES, SUSAN LESUEUR | ASSISTANT SECRETARY | |
| MCCARTHY, JOHN KEVIN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 716322 |
| PAUL, BARRY SAJOWITZ | ASSISTANT TREASURER | 4180878 |
| RATH, JOSEPH PATRICK | ASSISTANT VICE PRESIDENT, ASSISTANT GENERAL COUNSEL, AND ASSISTANT SECRETARY | 2890801 |
| SCHUR, ANDREA JOY | VICE PRESIDENT AND SR. VICE PRESIDENT | 2192160 |
| SHEEHY, MARY CLAIRE | CHIEF OPERATIONS OFFICER | 4314316 |
| SYLLA, CASEY J | DIRECTOR | |
| VELOTTA, MICHAEL JOSEPH | DIRECTOR AND SECRETARY | 2339177 |
| ZILS, JAMES PHILIP | ASSISTANT TREASURER | 2676945 |
Red Flags
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