John Sanford Murray
Professional Summary
John Sanford Murray, who also goes by John S Murray, John Murray, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1989 - 1995. John had worked at 2 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John S Murray, John Murray
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
AFD, INC. | LINCOLN BENEFIT FINANCIAL SERVICES, INC. | ALLSTATE FINANCIAL DISTRIBUTORS, INC.
Contact Information
Established
Illinois since 07/24/1999Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE LIFE INSURANCE COMPANY | 100% SHAREHOLDER | — |
| BURNELL, LISA ANN | ASSISTANT VICE PRESIDENT AND COMPLIANCE OFFICER | 2420573 |
| GARDNER, KAREN CASSIDY | VICE PRESIDENT | — |
| GOLL, MARIAN | TREASURER | 4305537 |
| HUNTER, JOHN ROGER | VICE PRESIDENT-FINANCIAL INSTITUTIONS | 2957074 |
| LEES, SUSAN LESUEUR | ASSISTANT SECRETARY | — |
| MCCARTHY, JOHN KEVIN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 716322 |
| PAUL, BARRY SAJOWITZ | ASSISTANT TREASURER | 4180878 |
| RATH, JOSEPH PATRICK | ASSISTANT VICE PRESIDENT, ASSISTANT GENERAL COUNSEL, AND ASSISTANT SECRETARY | 2890801 |
| SCHUR, ANDREA JOY | VICE PRESIDENT AND SR. VICE PRESIDENT | 2192160 |
| SHEEHY, MARY CLAIRE | CHIEF OPERATIONS OFFICER | 4314316 |
| SYLLA, CASEY J | DIRECTOR | — |
| VELOTTA, MICHAEL JOSEPH | DIRECTOR AND SECRETARY | 2339177 |
| ZILS, JAMES PHILIP | ASSISTANT TREASURER | 2676945 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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