Dedric H. Gill
Professional summary
Dedric Hillery Gill III was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dedric is a previously registered financial advisor and started their career in finance in 1989. Prior to being barred, Dedric had worked at 7 firms, which includes QA3 FINANCIAL CORP., QA3 FINANCIAL LLC, ROBERT W. BAIRD & CO. INCORPORATED, GUARANTY BROKERAGE SERVICES INC., WELLS FARGO BROKERAGE SERVICES L.L.C., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2003 - March 3, 2009
QA3 FINANCIAL CORP.
August 18, 2003 - March 3, 2009
QA3 FINANCIAL LLC
July 31, 1997 - August 8, 2003
ROBERT W. BAIRD & CO. INCORPORATED
December 13, 1996 - August 8, 2003
ROBERT W. BAIRD & CO. INCORPORATED
November 18, 1996 - December 11, 1996
GUARANTY BROKERAGE SERVICES, INC.
September 1, 1993 - November 20, 1996
WELLS FARGO BROKERAGE SERVICES, L.L.C.
July 18, 1989 - September 10, 1993
IDS LIFE INSURANCE COMPANY
July 18, 1989 - September 10, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
QA3 FINANCIAL CORP.
CRD#: 14754 / SEC#: , 8-31155
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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