Georgette Frazer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgette Frazer, who also goes by Georgette Kaye, was a registered financial professional .
Georgette is a previously registered financial professional and started their career in finance in 1989. Georgette had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2002 - September 9, 2002
FINANCIAL WEST GROUP
January 9, 2001 - June 13, 2007
FINANCIAL WEST GROUP
August 23, 1999 - October 25, 2012
FIRST AFFIRMATIVE FINANCIAL NETWORK LLC
January 2, 1998 - December 31, 2000
WALNUT STREET SECURITIES, INC.
April 18, 1989 - December 31, 1997
COORDINATED CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FINANCIAL WEST GROUP
CRD#: 16668 / SEC#: 801-57393, 8-34448
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 73 |
| Arbitration | 7 |
Red Flags
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