John W. Yoash

MODERN CAPITAL ADVISORS

Apex, NC

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CRD#: 1935772

Professional summary

John Walter Yoash, who also goes by John W Yoash, is a registered financial advisor currently at MODERN CAPITAL ADVISORS, LLC located in Apex, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. John has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John W Yoash

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Colonial Life POSITION: Insurance Agent Investment Related: No Nature: Fixed Insurance No NUMBER OF HOURS: 80 hours SECURITIES TRADING HOURS: 0 START DATE: 04/11/2011 ADDRESS: 178 Mine Lake Rd, #200 Raleigh, NC 27615 DESCRIPTION: Supplement small business group insurance benefits - voluntary employee - paid via payroll deduction. Short Term DI, Accident, Hospital, Critical Illness Ideminty policies, dental and vision care.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Walter Yoash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2022 - Present

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Apex, NC

Past

July 29, 2020 - December 31, 2021

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

Apex, NC

Past

July 20, 2020 - October 31, 2025

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

RALEIGH, NC

Past

March 20, 2020 - March 24, 2020

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

February 13, 2018 - February 26, 2020

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

RALEIGH, NC

Past

December 20, 2017 - February 26, 2020

PRUCO SECURITIES, LLC.

CRD#: 5685

RALEIGH, NC

Past

March 30, 2017 - December 14, 2017

CORECAP INVESTMENTS, LLC

CRD#: 37068

SOUTHFIELD, MI

Past

March 29, 2017 - December 14, 2017

CORECAP ADVISORS

RIA

CRD#: 158819

Apex, NC

Past

August 5, 2015 - January 31, 2017

NORTHSTAR WEALTH MANAGEMENT, LLC

RIA

CRD#: 117857

WAKE FOREST, NC

Past

July 15, 2015 - December 14, 2016

OSAIC WEALTH, INC.

CRD#: 23131

WAKE FOREST, NC

Past

September 3, 2014 - June 11, 2015

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

APEX, NC

Past

December 7, 2012 - June 11, 2015

SECURITIES AMERICA, INC.

CRD#: 10205

APEX, NC

Past

May 25, 2012 - December 7, 2012

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

APEX, NC

Past

April 21, 2011 - April 20, 2012

INVESTACORP, INC.

CRD#: 7684

APEX, NC

Past

April 6, 2010 - April 21, 2011

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CARY, NC

Past

February 4, 2008 - December 31, 2009

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

CARY, NC

Past

January 16, 2007 - April 21, 2011

MML INVESTORS SERVICES, LLC

CRD#: 10409

CARY, NC

Past

October 4, 2006 - December 31, 2006

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

RALEIGH, NC

Past

May 12, 2006 - January 26, 2007

PARK AVENUE SECURITIES LLC

CRD#: 46173

RALEIGH, NC

Past

June 9, 2004 - April 3, 2006

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

APEX, NC

Past

January 1, 2004 - June 9, 2004

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 10, 2003 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

November 30, 1999 - January 22, 2003

VERITY INVESTMENTS, INC.

CRD#: 41527

DURHAM, NC

Past

January 20, 1998 - November 30, 1999

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

September 20, 1997 - January 16, 1998

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

November 6, 1995 - July 3, 1997

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC

CRD#: 131117 / SEC#: 801-72611

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/2/2012 Terminated)

California

Registered Investment Advisory firm - (3/3/2012 Terminated)

Mississippi

Registered Investment Advisory firm - (2/2/2012 Terminated)

Nevada

Registered Investment Advisory firm - (3/16/2012 Terminated)

Ohio

Registered Investment Advisory firm - (2/2/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/28/2025)

IAR

North Carolina
(1/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/25/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/9/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/3/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/14/2016

General Securities Principal Examination

Current Firm

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS CAPITAL MANAGEMENT, LLC | MODERN CAPITAL ADVISORS, LLC

CRD#: 131117 / SEC#: 801-72611

RIA

Registered Investment Advisory firm - (7/26/2011 Approved)

Arizona

Registered Investment Advisory firm - (2/2/2012 Terminated)

California

Registered Investment Advisory firm - (3/3/2012 Terminated)

Mississippi

Registered Investment Advisory firm - (2/2/2012 Terminated)

Nevada

Registered Investment Advisory firm - (3/16/2012 Terminated)

Ohio

Registered Investment Advisory firm - (2/2/2012 Terminated)

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Contact information

Main Address

7780 Brier Creek Parkway Suite 325, Raleigh, NC 27617

Mailing Address

Phone number

(800) 440-0442

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MODERN CAPITAL ADVISORS ADV 2A (3/29/2024)

Regulatory assets under management

Total Number of Accounts	1,561
AUM (Assets Under Management)	$ 285,401,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John W. Yoash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Walter Yoash's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CAPE SECURITIES INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CORECAP INVESTMENTS, LLC

CORECAP ADVISORS

NORTHSTAR WEALTH MANAGEMENT, LLC

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTORS SECURITY COMPANY, INC.

INVESTACORP, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

VERITY INVESTMENTS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

MODERN CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/25/2014

Series 63

Date: 11/3/1995

SIE

Date: 10/1/2018

Series 7

Date: 6/9/2016

Series 6

Date: 11/3/1995

Series 24

Date: 7/14/2016

Current Firm

MODERN CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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