Douglas G. Bezio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Gregory Bezio was a registered financial advisor .
Douglas is a previously registered financial advisor and started their career in finance in 1989. Douglas had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2009 - October 17, 2011
INVESTORS CAPITAL CORP.
May 21, 2009 - October 17, 2011
INVESTORS CAPITAL CORP.
November 4, 1993 - June 15, 2009
LPL FINANCIAL LLC
October 5, 1990 - June 15, 2009
LPL FINANCIAL LLC
April 17, 1989 - October 19, 1990
FULTON FERRACUTE CAPITAL CORP, INC.
March 21, 1989 - April 28, 1989
NETWORK 1 FINANCIAL SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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