Marc J. Cannatella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Jude Cannatella was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1991. Marc had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1994 - July 1, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
February 23, 1993 - March 9, 1994
BARRON CHASE SECURITIES, INC.
March 12, 1992 - January 15, 1993
KOBER FINANCIAL CORP.
April 24, 1991 - February 6, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GLOBAL CAPITAL SECURITIES CORPORATION
CRD#: 16184 / SEC#: , 8-33481
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 31 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
