Peter J. Carril
Professional summary
Peter James Carril is a registered financial advisor currently at PATTON HALL, LLC located in Princeton, New Jersey.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Peter has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Peter James Carril's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2013 - Present
PATTON HALL, LLC
December 9, 2013 - January 28, 2015
MERIT SECURITIES, LLC
November 24, 2010 - December 16, 2011
SUSQUEHANNA FINANCIAL GROUP, LLLP
November 25, 2009 - November 10, 2010
GLEACHER & COMPANY SECURITIES, INC.
March 25, 2002 - September 10, 2004
COMMERZ MARKETS LLC
July 8, 1999 - December 3, 2001
BNP PARIBAS SECURITIES CORP.
June 14, 1999 - July 16, 1999
DEUTSCHE BANK SECURITIES INC.
January 6, 1998 - June 14, 1999
DB ALEX. BROWN LLC
September 21, 1993 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
September 21, 1993 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
September 21, 1993 - February 28, 1996
LEHMAN BROTHERS INC.
December 3, 1992 - July 26, 1993
R.J. WALLS & CO., INC.
November 13, 1990 - October 23, 1992
DAIWA CAPITAL MARKETS AMERICA INC.
April 12, 1989 - September 23, 1989
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2013)
Exams
Current Firm
PATTON HALL, LLC
CRD#: 167346 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 7,400,807 |
Red Flags
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