Wade I. Massad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wade Isam Massad was a registered financial professional .
Wade is a previously registered financial professional and started their career in finance in 1990. Wade had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2009 - November 21, 2018
CLEVELAND CAPITAL MANAGEMENT
November 17, 2003 - April 19, 2006
KEYBANC CAPITAL MARKETS INC.
March 2, 1998 - September 8, 2003
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
May 16, 1997 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
March 5, 1996 - January 3, 1997
KEYBANC CAPITAL MARKETS INC.
May 21, 1993 - March 22, 1996
RAUSCHER PIERCE REFSNES, INC.
March 20, 1990 - April 8, 1993
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
CLEVELAND CAPITAL MANAGEMENT
CRD#: 145950 / SEC#: 801-68666
Contact information
Red Flags
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