Susan A. Shoemaker
Professional summary
Susan Adams Shoemaker, who also goes by Susan Elizabeth Adams, Susan Adams, is a registered financial advisor currently at RIGGS ASSET MANAGEMENT CO INC located in Dallas, Pennsylvania.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Susan has worked at 4 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Adams Shoemaker's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2012 - Present
RIGGS ASSET MANAGEMENT CO INC
Office #1: The Grand Highlands Two Newberry Estates, Dallas, PA 18612November 25, 1996 - July 8, 1997
FLEET SECURITIES INC.
September 19, 1995 - December 4, 1996
FMG SECURITIES CORP.
April 18, 1989 - September 8, 1995
SALOMON BROTHERS INC.
Primary Firm SEC Registration
RIGGS ASSET MANAGEMENT CO INC
CRD#: 107233 / SEC#: 801-38171
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2012)
Exams
Current Firm
RIGGS ASSET MANAGEMENT CO INC
CRD#: 107233 / SEC#: 801-38171
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 855 |
| AUM (Assets Under Management) | $ 522,481,400 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 07/19/2024 | ||
| 08/31/2023 | ||
| 02/23/2023 |
Red Flags
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