David C. Heinle
Professional summary
David Christopher Heinle, CFP®, who also goes by David C Heinle, is a registered financial advisor currently at T2 ASSET MANAGEMENT, LLC located in Naperville, Illinois.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. David has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 3, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Christopher Heinle's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2016 - Present
T2 ASSET MANAGEMENT, LLC
Office #1: 1952 Mcdowell Rd Suite 101, Naperville, IL 60563October 30, 2013 - November 9, 2015
NYLIFE SECURITIES LLC
July 25, 2007 - December 8, 2011
MF GLOBAL INC.
August 15, 1996 - July 27, 2007
NEWEDGE USA, LLC
January 21, 1991 - March 9, 1995
PRUDENTIAL EQUITY GROUP, LLC
Primary Firm SEC Registration
T2 ASSET MANAGEMENT, LLC
CRD#: 167714 / SEC#: 801-112202
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/15/2016)
Exams
Series 8
Date: 8/5/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
T2 ASSET MANAGEMENT, LLC
CRD#: 167714 / SEC#: 801-112202
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 165,000,000 |
Red Flags
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