Allen D. Fritz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen D Fritz, who also goes by Allen Fritz, was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1989. Allen had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 1996 - August 12, 1997
ACUMENT SECURITIES, INC.
October 5, 1994 - November 9, 1995
SUNPOINT SECURITIES, INC.
February 20, 1992 - September 23, 1992
FIRST OF MICHIGAN CORPORATION
June 19, 1990 - August 16, 1991
A. G. EDWARDS & SONS, INC.
May 23, 1989 - June 28, 1990
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACUMENT SECURITIES, INC.
CRD#: 7661 / SEC#: , 8-22999
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
