Timothy P. Quinn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Paul Quinn, who also goes by Tim Quinn, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1989. Timothy had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1998 - November 7, 2002
WIZER FINANCIAL, INC.
June 3, 1996 - January 7, 1998
PRIMELINE SECURITIES CORP.
February 7, 1996 - June 11, 1996
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
April 26, 1993 - January 2, 1996
INTEGRITY FUNDS DISTRIBUTOR, LLC
March 18, 1993 - April 12, 1993
FIRST COLONIAL SECURITIES
January 18, 1991 - March 17, 1993
THE COLUMBIAN SECURITIES CORPORATION
February 26, 1990 - December 1, 1990
RHODES SECURITIES, INC.
June 20, 1989 - February 12, 1990
PRIMELINE SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
WIZER FINANCIAL, INC.
CRD#: 7130 / SEC#: , 8-20438
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
