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Timothy Paul Quinn

CRD# 1934619·Registered 1989 - 2002
Previously Registered: Being a previously registered professional could mean that Timothy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Timothy Paul Quinn, who also goes by Tim Quinn, was a registered financial advisor. Timothy was a previously registered financial professional and started their career in finance 1989 - 2002. Timothy had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tim Quinn

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

WIZER FINANCIAL, INC.·CRD# 7130
BD
New Albany, IN
December 24, 1998 - November 7, 2002
PRIMELINE SECURITIES CORP.·CRD# 15896
BD
Wichita, KS
June 3, 1996 - January 7, 1998
GUGGENHEIM FUNDS DISTRIBUTORS, LLC·CRD# 39805
BD
Chicago, IL
February 7, 1996 - June 11, 1996
INTEGRITY FUNDS DISTRIBUTOR, LLC·CRD# 26293
BD
Minot, ND
April 26, 1993 - January 2, 1996
FIRST COLONIAL SECURITIES·CRD# 25121
BD
Boca Raton, FL
March 18, 1993 - April 12, 1993
THE COLUMBIAN SECURITIES CORPORATION·CRD# 169
BD
January 18, 1991 - March 17, 1993
RHODES SECURITIES, INC.·CRD# 19610
BD
Ft Worth, TX
February 26, 1990 - December 1, 1990
PRIMELINE SECURITIES CORP.·CRD# 15896
BD
Wichita, KS
June 20, 1989 - February 12, 1990

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Current Firm

WF
WIZER FINANCIAL, INC.

ABRAMS, ALLAN EDWARD | WIZER FINANCIAL. INC. | WIZER FINANCIAL, INC. | THE MERCHANTHOUSE SECURITIES, INC. | HOMELAND SECURITIES FINANCIAL SERVICES GROUP, INC. | ALLAN ABRAMS TAX INVESTMENTS

CRD#: 7130 / SEC#: 8-20438
BD
Terminated by SEC on 07/13/2010

Contact Information

Established

Delaware since 09/25/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WILKINS, CLYDE JEROMEPRESIDENT, CCO, AMLCO5040689
BROWN, MICHAEL OWENGENERAL SECURITIES PRINCIPAL1658070
MARTE, RAFAEL LUISCFO/FINOP4304158

Disclosures

Regulatory Event

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1989About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Jul 1996About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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