Ardith Maguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ardith Maguire, who also goes by Ardith Anne Maguire, Ardith Anne Maquire, was a registered financial professional .
Ardith is a previously registered financial professional and started their career in finance in 1991. Ardith had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2018 - May 10, 2024
E1 ASSET MANAGEMENT, INC.
January 24, 2014 - November 30, 2017
DOO FINANCIAL US, INC.
September 28, 2011 - February 15, 2012
BUCKMAN, BUCKMAN & REID, INC.
April 28, 2004 - July 30, 2010
LEIGH BALDWIN & CO., LLC
November 21, 1991 - January 8, 2004
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
E1 ASSET MANAGEMENT, INC.
CRD#: 46872 / SEC#: , 8-51573
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ITIN, RON YEHUDA | PRESIDENT/DIRECTOR/CCO/FINOP | 2344151 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
