Jeffrey M. Monago
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Mark Monago was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1992. Jeffrey had worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2000 - November 15, 2001
PEREGRINE FINANCIALS & SECURITIES, INC.
May 11, 2000 - September 6, 2000
PRIMEX
December 18, 1997 - March 27, 1998
BIRKELBACH INVESTMENT SECURITIES, INC.
July 2, 1996 - August 6, 1996
GLOBAL INVESTMENT SERVICES, INC.
January 29, 1994 - June 7, 1994
PRINCIPAL FINANCIAL SECURITIES,INC.
June 28, 1993 - July 20, 1993
RODMAN & RENSHAW INC.
April 26, 1993 - July 19, 1993
ALARON SECURITIES CORPORATION
June 29, 1992 - September 14, 1992
HAMILTON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEREGRINE FINANCIALS & SECURITIES, INC.
CRD#: 43992 / SEC#: , 8-50521
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
