Alfredo A. Sandoval

THE PRIVATE INVESTMENT GROUP

Centerville, OH 45459

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CRD#: 1934240

Professional summary

Alfredo Arturo Sandoval, who also goes by Fred Sandoval, is a registered financial advisor currently at THE PRIVATE INVESTMENT GROUP, INC. located in Centerville, Ohio.

Alfredo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Alfredo has worked at 7 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fred Sandoval

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CREOSOTE PARTNERS; NOT INVESTMENT RELATED; 901 E TAHQUITZ CANYONE STE B 201 PALM SPRINGS, CA 92262; REAL ESTATE DEVELOPEMENT; OWNER/PARTNER/CFO; 1998; 10HRS/MONTH; 0HRS/TRADEDAY; COMPENSATED BY PROFIT & FEE; CFO 2. USAF ACADEMY BOARD OF VISITORS; NOT INVESTMENT RELATED; USAFA CO 80841; TRUSTEE OVER USAFA; VICE--CHAIRMAN; 12/2010; 10HRS/MONTH; 0HRS/TRADEDAY; NO COMPENSATION; TRUSTEE OVER MY ALMA MATER-USAFA, PRESIDENTIAL LEWEL APPOINTEE 3)The Private Investment Group,Inc;investment related;800 E. Franklin Street,Dayton,OH;registered investment advisor;partner;5/2005;160 hrs/month;6.5 hrs during trading;investment advisor-manage portfolios and client cash flows

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Arturo Sandoval's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 8, 2014 - Present

THE PRIVATE INVESTMENT GROUP, INC.

Office #1: 800 East Franklin Street, Centerville, OH 45459

RIA

CRD#: 128876

Centerville, OH

Past

January 3, 2012 - July 20, 2021

TRIAD ADVISORS LLC

CRD#: 25803

CENTERVILLE, OH

Past

June 3, 2010 - December 31, 2011

WESTERN INTERNATIONAL SECURITIES, INC.

RIA

CRD#: 39262

PALM SPRINGS, CA

Past

February 29, 2008 - December 31, 2011

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

August 19, 2004 - September 2, 2004

NRP FINANCIAL, INC.

RIA

CRD#: 103717

PALM SPRINGS, CA

Past

August 19, 2004 - March 3, 2008

NRP FINANCIAL, INC.

CRD#: 103717

PALM SPRINGS, CA

Past

August 26, 2003 - August 19, 2004

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

PALM SPRINGS, CA

Past

March 31, 2003 - August 19, 2004

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

CEDAR RAPIDS, IA

Past

October 8, 2002 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

RIA

CRD#: 2864

INDIAN WELLS, CA

Past

June 4, 2002 - March 31, 2003

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

September 13, 1995 - June 3, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

INDIAN WELLS, CA

Past

April 18, 1989 - June 3, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE PRIVATE INVESTMENT GROUP, INC.

CRD#: 128876 / SEC#: 801-62497

RIA

Registered Investment Advisory firm - (11/7/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/8/2014)

IAR

Ohio
(10/9/2014)

IAR

Texas
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/17/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/7/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 2/7/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Current Firm

THE PRIVATE INVESTMENT GROUP, INC.

CRD#: 128876 / SEC#: 801-62497

RIA

Registered Investment Advisory firm - (11/7/2003 Approved)

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Contact information

Main Address

800 East Franklin Street, Centerville, OH 45459

Mailing Address

Phone number

(937) 434-0500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	454
AUM (Assets Under Management)	$ 157,109,586

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Alfredo A. Sandoval

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfredo Arturo Sandoval's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIAD ADVISORS LLC

WESTERN INTERNATIONAL SECURITIES, INC.

WESTERN INTERNATIONAL SECURITIES, INC.

NRP FINANCIAL, INC.

NRP FINANCIAL, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

THE PRIVATE INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2008

Series 63

Date: 5/17/1989

Series 7TO

Date: 2/7/2024

Series 6TO

Date: 2/7/2024

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

Current Firm

THE PRIVATE INVESTMENT GROUP, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE PRIVATE INVESTMENT GROUP, INC.

TRUST BUT VERIFY

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