Bradford A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradford Alan Miller was a registered financial professional .
Bradford is a previously registered financial professional and started their career in finance in 1989. Bradford had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2010 - July 21, 2010
FIRST MERGER CAPITAL, INC
March 24, 2006 - August 29, 2008
BROOKVILLE CAPITAL PARTNERS
March 22, 2002 - January 10, 2019
C2M SECURITIES, LLC
January 24, 2001 - April 22, 2001
FIN-ATLANTIC SECURITIES, INC.
June 16, 1999 - June 7, 2006
BENSON YORK GROUP, INC.
August 14, 1998 - March 11, 2010
FIRST MERGER CAPITAL, INC
October 28, 1997 - September 13, 1999
PARAMOUNT SECURITIES CORPORATION
December 4, 1995 - September 16, 1999
FIN-ATLANTIC SECURITIES, INC.
July 23, 1993 - January 14, 1994
FIN-ATLANTIC SECURITIES, INC.
May 5, 1989 - July 31, 1991
MADISON CHAPIN ASSOCS., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST MERGER CAPITAL, INC
CRD#: 44083 / SEC#: , 8-50546
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
