Seungsun Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seungsun Lee, who also goes by Chris Lee, Christine Lee, Seung Sun Lee, Sunny Lee, was a registered financial professional .
Seungsun is a previously registered financial professional and started their career in finance in 1989. Seungsun had worked at 7 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2011 - May 14, 2012
COASTAL TRADE SECURITIES, LLC
May 23, 2003 - March 29, 2004
SCHONFELD SECURITIES, LLC
July 11, 2002 - January 6, 2003
RUMSON CAPITAL, LLC
March 8, 2002 - July 10, 2002
WORLDCO, L.L.C.
June 23, 1997 - August 10, 2000
ELECTRONIC TRADING GROUP, LLC
May 12, 1994 - January 3, 1996
MIRAE ASSET SECURITIES (USA) INC.
March 21, 1989 - July 18, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/14/2000
Limited Representative-Equity Trader ExamCurrent Firm
COASTAL TRADE SECURITIES, LLC
CRD#: 148246 / SEC#: , 8-67999
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
