Loretta Ann Harris

1. 05/18/2015 - ONPATH FINANCIAL LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) - admin 2. 05/18/2015 - CBIII DESIGN INC. - BUSINESS OWNER - INV REL - At Reported Business Location(s) - Start 01/01/2002 - VICE PRESIDENT, DESIGN RESIDENTIAL HOUSING, BLUEPRINTS - 40% Time Spent 3. 05/18/2015 - HIGHPOINT ADVISOR GROUP - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - At Reported Business Location(s) - admin 4. 07/18/2016 - No Business Name - Author - NOT INV REL - 2035 Forest Ridge Rd., St. Charles, IL 60174 - Start 08/01/2016 - Author of a family history memoir. No employees and does not share office space with securities business. - 25 Hr/Mo; 12 Hours During Securities Trading 5. 6/8/2017 - OnPath Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/02/2014 - 110 Hours Per Month During Securities Trading. 6) 08/22/2017 -Highpoint Advisor Group, LLC-investment related- At reported business location(s)-Registered Investment Advisor Hybrid-start 03/03/2014-Hours per month 110/ hours during trading 110-I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in August 2017. I expect to spend approximately 110 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 09/06/2017-Highpoint Advisor Group, LLC-Investement related-At reported business location(s)-Registered Investment Advisor Hybrid-IAR-start 03/03/2014-Hours per month 110/hours during trading 110-I provide investment advisory services through Highpoint Advisor Group, LLC, an independent investment advisor firm. I started this business activity in September 2017. I expect to spend approximately 110 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.