Wayne W. Schumacher
Professional summary
Wayne William Schumacher was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Wayne is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Wayne had worked at 9 firms, which includes FINANCE 500 INC., PACIFIC CORTEZ SECURITIES INCORPORATED, BIRCHTREE FINANCIAL SERVICES LLC, FIRST MIDWEST SECURITIES INC., H.J. MEYERS & CO. INC., GUARDIAN INTERNATIONAL SECURITIES CORP., WHITEHOUSE & MOORE INVESTMENTS INC., TAMARON INVESTMENTS INC., THE STUART-JAMES COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 1995 - April 9, 1996
FINANCE 500, INC.
November 9, 1994 - November 2, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
June 22, 1993 - November 9, 1994
BIRCHTREE FINANCIAL SERVICES LLC
March 1, 1993 - July 2, 1993
FIRST MIDWEST SECURITIES, INC.
June 9, 1992 - January 26, 1993
H.J. MEYERS & CO., INC.
April 1, 1991 - February 12, 1992
H.J. MEYERS & CO., INC.
March 15, 1991 - April 15, 1991
GUARDIAN INTERNATIONAL SECURITIES CORP.
October 18, 1990 - March 14, 1991
WHITEHOUSE & MOORE INVESTMENTS, INC.
July 11, 1990 - November 15, 1990
TAMARON INVESTMENTS, INC.
May 19, 1989 - July 26, 1990
H.J. MEYERS & CO., INC.
April 18, 1989 - June 7, 1989
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
FINANCE 500, INC.
CRD#: 12981 / SEC#: , 8-28302
Contact information
Documents
Disclosures
| Regulatory Event | 16 |
| Arbitration | 5 |
| Bond | 1 |
Red Flags
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