Alex N. Solon
Professional summary
Alex N Solon was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Alex is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Alex had worked at 9 firms, which includes T.L. GROUP INC., ROYAL PALM INVESTMENTS LTD., STONEX SECURITIES INC., THE WELLINGTON GROUP INC., COLIN WINTHROP & CO. INC., MEYERS POLLOCK ROBBINS INC., D. BLECH & COMPANY INCORPORATED, J. GREGORY & COMPANY INC., DUKE & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 1996 - March 14, 1997
T.L. GROUP, INC.
April 23, 1996 - May 16, 1996
ROYAL PALM INVESTMENTS, LTD.
May 4, 1995 - November 2, 1995
STONEX SECURITIES INC.
October 26, 1994 - April 26, 1995
THE WELLINGTON GROUP, INC.
September 21, 1994 - October 25, 1994
COLIN WINTHROP & CO., INC.
June 22, 1994 - August 2, 1994
MEYERS POLLOCK ROBBINS, INC.
January 1, 1994 - April 11, 1994
D. BLECH & COMPANY, INCORPORATED
October 13, 1993 - December 2, 1993
J. GREGORY & COMPANY, INC.
January 15, 1993 - March 15, 1993
DUKE & CO., INC.
May 29, 1992 - November 6, 1992
DUKE & CO., INC.
October 9, 1991 - May 22, 1992
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
T.L. GROUP, INC.
CRD#: 22097 / SEC#: , 8-39546
Contact information
Documents
Red Flags
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