Judith F. Lutzy

TILSON FINANCIAL GROUP

WEST ORANGE, NJ

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CRD#: 1933790

Professional summary

Judith F Lutzy, CFP®, who also goes by Judith Lutzy, is a registered financial advisor currently at TILSON FINANCIAL GROUP INC located in West Orange, New Jersey.

Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Judith has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Tax Planning

Retirement Planning

Insurance Planning

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Long-term Care

Elder Care

Education Planning

Divorce Planning

Are you a "fiduciary"?

Yes

Aliases

Judith Lutzy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TILSON FINANCIAL GROUP INC. - IAR of RIA; manage client assets; prepare financial plans; 40 hours per month; 35 hours during market hours 2) Independent insurance broker for various independent insurance companies

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith F Lutzy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Current

November 2, 2010 - Present

TILSON FINANCIAL GROUP INC

RIA

CRD#: 110890

WEST ORANGE, NJ

Past

June 1, 2012 - October 1, 2020

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

WEST ORANGE, NJ

Past

November 1, 2010 - June 15, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

WEST ORANGE, NJ

Past

January 5, 1998 - November 1, 2010

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

WEST ORANGE, NJ

Past

February 9, 1995 - June 4, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

January 5, 1995 - November 1, 2010

CADARET, GRANT & CO., INC.

CRD#: 10641

WEST ORANGE, NJ

Past

September 5, 1990 - January 5, 1995

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

August 15, 1989 - September 7, 1990

W.D.R. EQUITY RESOURCES, INC.

CRD#: 14241

Past

March 20, 1989 - July 5, 1989

REICH & CO., INC.

CRD#: 19611

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TILSON FINANCIAL GROUP INC

CRD#: 110890 / SEC#: 801-64633

RIA

Registered Investment Advisory firm - (8/26/2005 Approved)

North Carolina

Registered Investment Advisory firm - (12/11/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/2/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/6/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/22/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/17/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TILSON FINANCIAL GROUP INC

CRD#: 110890 / SEC#: 801-64633

RIA

Registered Investment Advisory firm - (8/26/2005 Approved)

North Carolina

Registered Investment Advisory firm - (12/11/2009 Terminated)

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Contact information

Main Address

98 Floral Avenue Suite 103, New Providence, NJ 07974

Mailing Address

Phone number

(908) 561-6203

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,698
AUM (Assets Under Management)	$ 640,222,338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Judith F. Lutzy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Judith F Lutzy's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CADARET, GRANT & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

CADARET, GRANT & CO., INC.

GUARDIAN INVESTOR SERVICES LLC

W.D.R. EQUITY RESOURCES, INC.

REICH & CO., INC.

Primary Firm SEC Registration

TILSON FINANCIAL GROUP INC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/6/2003

Series 63

Date: 5/12/1989

SIE

Date: 10/1/2018

Series 7

Date: 5/22/2001

Series 6

Date: 3/17/1989

Current Firm

TILSON FINANCIAL GROUP INC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TILSON FINANCIAL GROUP INC

TRUST BUT VERIFY

Contact information

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