Frank J. Argenziano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Joseph Argenziano was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1989. Frank had worked at 3 firms and has passed the Series 62, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2000 - January 3, 2007
P. SCHOENFELD ASSET MANAGEMENT LLC
August 20, 1998 - September 17, 1999
DRAKE & COMPANY, INC.
June 9, 1989 - September 20, 1999
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 8/1/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
P. SCHOENFELD ASSET MANAGEMENT LLC
CRD#: 41732 / SEC#: , 8-49541
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
