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George P. Lucaci

Some features on this profile are disabled
CRD#: 1933775
GL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

George Peter Lucaci was a registered financial professional .

George is a previously registered financial professional and started their career in finance in 1989. George had worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4, Series 24 and Series 8 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 16, 2015 - December 26, 2019

MERCURY CAPITAL ADVISORS, LLC

BD
CRD#: 152338
NEW YORK, NY
Past

December 11, 2013 - January 2, 2018

YOUNG AMERICA CAPITAL, LLC

BD
CRD#: 150443
MAMARONECK, NY
Past

July 22, 2013 - September 10, 2013

STONEX FINANCIAL INC.

BD
CRD#: 45993
NEW YORK, NY
Past

May 5, 2010 - July 16, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

September 26, 2002 - February 2, 2010

CHANNEL CAPITAL GROUP LLC

BD
CRD#: 118697
NEW YORK, NY
Past

July 9, 1999 - November 29, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

June 6, 1997 - October 30, 1998

CAMBRIDGE PARTNERS, L.L.C.

BD
CRD#: 37923
Past

February 28, 1996 - December 4, 1997

RIVERBANK SECURITIES, LLC

BD
CRD#: 38444
Past

September 19, 1994 - September 22, 1997

CHELA TECHNOLOGY PARTNERS, LLC

BD
CRD#: 21600
NEW YORK, NY
Past

April 12, 1989 - October 2, 1992

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

March 21, 1989 - April 6, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/20/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 2/25/1991
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/18/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/3/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/8/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 7/28/1989
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MC
MERCURY CAPITAL ADVISORS, LLC
MERCURY CAPITAL ADVISORS, LLC

CRD#: 152338 / SEC#: , 8-68442

BD
Cancelled by SEC on 09/16/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/21/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MERCURY CAPITAL ADVISORS GROUP, LPHOLDING COMPANY
D'SOUZA, DARRYL JOHN MR.PRINCIPAL OPERATIONS OFFICER/ FINOP6082948
ESANNASON, CARLO YVANCHIEF COMPLIANCE OFFICER4869110
FRANKLIN, JOHNCEO5719711

Disclosures

Regulatory Event6
Financial1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MERCURY CAPITAL ADVISORS, LLC

CRD#: 152338

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