Kevin M. Mahon
Professional summary
Kevin Michael Mahon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Kevin had worked at 8 firms, which includes FIN-ATLANTIC SECURITIES INC., CHURCHILL SECURITIES INC., MARSH BLOCK & CO. INC., EMANUEL AND COMPANY, HANOVER STERLING & COMPANY LTD., JOSEPHTHAL & CO. INC., SOUTH RICHMOND SECURITIES INC., BERKELEY SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 1996 - May 14, 1996
FIN-ATLANTIC SECURITIES, INC.
February 20, 1995 - July 25, 1995
CHURCHILL SECURITIES, INC.
July 12, 1993 - April 30, 1997
MARSH, BLOCK & CO. INC.
October 1, 1992 - July 30, 1993
EMANUEL AND COMPANY
May 12, 1992 - November 6, 1992
HANOVER, STERLING & COMPANY LTD.
September 6, 1991 - July 28, 1992
JOSEPHTHAL & CO., INC.
February 7, 1991 - September 9, 1991
SOUTH RICHMOND SECURITIES, INC.
January 23, 1991 - February 11, 1991
BERKELEY SECURITIES CORPORATION
May 31, 1989 - January 29, 1991
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIN-ATLANTIC SECURITIES, INC.
CRD#: 25523 / SEC#: , 8-41809
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
