Christopher C. Mccormick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Charles Mccormick was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2018 - July 23, 2019
PACIFIC CENTURY SECURITIES, LLC
January 10, 2008 - January 3, 2017
PACIFIC CENTURY SECURITIES, LLC
April 18, 1989 - May 15, 1990
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
PACIFIC CENTURY SECURITIES, LLC
CRD#: 131607 / SEC#: , 8-66487
Contact information
FINRA licenses (14 States and Territories)
Red Flags
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