Michael J. Valenti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Valenti, who also goes by Michael J Valenti, Mike Valenti, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 9 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2012 - August 13, 2013
ALLSTATE FINANCIAL ADVISORS, LLC
July 10, 2012 - August 9, 2013
ALLSTATE FINANCIAL SERVICES, LLC
February 23, 2010 - July 11, 2012
WORLD INVESTMENTS, LLC
February 15, 2010 - July 11, 2012
WORLD INVESTMENTS, LLC
May 7, 2007 - February 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
May 7, 2007 - February 11, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
June 7, 2002 - January 18, 2007
AIM PRIVATE ASSET MANAGEMENT
April 28, 1997 - January 18, 2007
INVESCO DISTRIBUTORS, INC.
April 3, 1995 - December 13, 1996
LIEBER & COMPANY
August 5, 1993 - November 18, 1994
PRUDENTIAL EQUITY GROUP, LLC
March 23, 1989 - June 22, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
