John E. Fritch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edwin Fritch was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2022 - June 17, 2026
NATIONWIDE INVESTMENT ADVISORS, LLC
March 25, 2022 - June 17, 2026
NATIONWIDE INVESTMENT SERVICES CORPORATION
July 19, 2021 - March 14, 2022
CUNA BROKERAGE SERVICES, INC.
July 19, 2021 - March 14, 2022
CUNA BROKERAGE SERVICES, INC.
October 19, 2020 - July 9, 2021
MML INVESTORS SERVICES, LLC
September 23, 2020 - July 9, 2021
MML INVESTORS SERVICES, LLC
June 26, 2017 - May 17, 2019
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
February 10, 2016 - December 19, 2016
STANCORP INVESTMENT ADVISERS, INC.
February 10, 2016 - December 19, 2016
STANCORP EQUITIES, INC.
April 18, 2013 - January 7, 2016
PNC CAPITAL ADVISORS LLC
February 12, 2013 - January 7, 2016
FORESIDE DISTRIBUTION SOLUTIONS, LLC
January 7, 2011 - January 14, 2013
G. A. REPPLE & COMPANY
March 21, 2002 - April 29, 2009
T. ROWE PRICE INVESTMENT SERVICES, INC.
June 12, 2001 - September 11, 2001
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 1, 1997 - April 12, 2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
May 1, 1993 - January 1, 1997
PRUDENTIAL RETIREMENT SERVICES, INC.
June 1, 1992 - May 1, 1993
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
March 16, 1992 - June 1, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 23, 1991 - February 26, 1992
VANGUARD MARKETING CORPORATION
November 4, 1989 - January 23, 1990
CHARLES SCHWAB & CO., INC.
May 23, 1989 - November 13, 1989
HIBBARD BROWN & CO., INC.
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
