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VW

Vincent E. Wilson

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CRD#: 1933243
VW

Professional summary


Vincent Evan Wilson was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Vincent Evan Wilson, who also goes by VIncent E Wilson, Vincent E. Wilson, was a registered financial professional .

Vincent is a previously registered financial professional and started their career in finance in 1989. Vincent had worked at 19 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Vincent E Wilson | Vincent E. Wilson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 23, 2015 - October 17, 2016

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

October 23, 2015 - October 17, 2016

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
aurora, CO
Past

May 17, 2013 - October 21, 2015

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
DENVER, CO
Past

May 17, 2013 - October 21, 2015

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
DENVER, CO
Past

May 16, 2013 - May 20, 2013

BBVA SECURITIES INC.

BD
CRD#: 27060
DENVER, CO
Past

October 15, 2010 - May 20, 2013

PNC MANAGED ACCOUNT SOLUTIONS, INC.

RIA
CRD#: 110476
HOUSTON, TX
Past

June 10, 2010 - October 15, 2010

ST JOHNS WEALTH MANAGEMENT

RIA
CRD#: 105564
ENGLEWOOD VILLAGE, CO
Past

April 13, 2010 - May 16, 2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC

BD
CRD#: 17086
DENVER, CO
Past

October 14, 2009 - February 27, 2010

1ST GLOBAL ADVISORS INC

RIA
CRD#: 111133
AURORA, CO
Past

July 25, 2008 - February 27, 2010

1ST GLOBAL CAPITAL CORP.

BD
CRD#: 30349
AURORA, CO
Past

June 14, 2006 - October 4, 2007

PORTFOLIO BROKERAGE SERVICES, INC.

BD
CRD#: 18554
CHICAGO, IL
Past

May 22, 2000 - May 3, 2006

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

BD
CRD#: 7834
NEW YORK, NY
Past

September 14, 1998 - May 1, 2000

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
EL SEGUNDO, CA
Past

April 18, 1997 - October 12, 1998

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN
Past

August 24, 1994 - February 23, 1996

CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past

July 29, 1994 - December 31, 1995

CADARET, GRANT & CO., INC.

BD
CRD#: 10641
SYRACUSE, NY
Past

June 14, 1990 - July 11, 1994

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

June 14, 1990 - July 11, 1994

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

February 16, 1990 - April 12, 1990

VANDERBILT SECURITIES, INC.

BD
CRD#: 14280
Past

May 4, 1989 - February 15, 1990

J. T. MORAN & CO., INC.

BD
CRD#: 15655

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/14/2009
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


WS
WILBANKS SECURITIES, INC.
WILBANKS SECURITIES, INC.

CRD#: 40673 / SEC#: , 8-49134

BD
Cancelled by SEC on 06/19/2018
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Contact information


Main Address
Mailing Address
Phone number
Established
Oklahoma since 03/01/1996
Firm type
Corporation
Fiscal year end
December
# of Employees

FINRA licenses (2 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
WILBANKS, AARON BRONELLEPRESIDENT, CEO & CFO & CCO1983697
WILBANKS, RANDALL LEEVICE PRESIDENT2675482
SHARPE, STEVEN DANIELCO CHIEF COMPLIANCE OFFICER (CCCO)2359155

Disclosures


Regulatory Event12
Arbitration3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WILBANKS SECURITIES, INC.

CRD#: 40673

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