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Vincent Evan Wilson

CRD# 1933243·Registered 1989 - 2016
Suspended: Vincent Evan Wilson was suspended by the FINRA; they may not be permitted to conduct business during the suspension.

Professional Summary

Vincent Evan Wilson, who also goes by VIncent E Wilson, Vincent E. Wilson, was a registered financial advisor. Vincent was a previously registered financial professional and started their career in finance 1989 - 2016. Vincent had worked at 19 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Vincent E Wilson, Vincent E. Wilson

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

WILBANKS SECURITIES, INC.·CRD# 40673
BD
Oklahoma City, OK
December 23, 2015 - October 17, 2016
WILBANKS SECURITIES ADVISORY·CRD# 118304
RIA
Aurora, CO
October 23, 2015 - October 17, 2016
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Denver, CO
May 17, 2013 - October 21, 2015
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Denver, CO
May 17, 2013 - October 21, 2015
BBVA SECURITIES INC.·CRD# 27060
BD
Denver, CO
May 16, 2013 - May 20, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.·CRD# 110476
RIA
Houston, TX
October 15, 2010 - May 20, 2013
ST JOHNS WEALTH MANAGEMENT·CRD# 105564
RIA
Englewood Village, CO
June 10, 2010 - October 15, 2010
BBVA COMPASS INVESTMENT SOLUTIONS, INC·CRD# 17086
BD
Denver, CO
April 13, 2010 - May 16, 2013
1ST GLOBAL ADVISORS INC·CRD# 111133
RIA
Aurora, CO
October 14, 2009 - February 27, 2010
1ST GLOBAL CAPITAL CORP.·CRD# 30349
BD
Aurora, CO
July 25, 2008 - February 27, 2010
PORTFOLIO BROKERAGE SERVICES, INC.·CRD# 18554
BD
Chicago, IL
June 14, 2006 - October 4, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
May 22, 2000 - May 3, 2006
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
El Segundo, CA
September 14, 1998 - May 1, 2000
U.S. BANCORP INVESTMENTS, INC.·CRD# 17868
BD
Saint Paul, MN
April 18, 1997 - October 12, 1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.·CRD# 24220
BD
Greenwood Village, CO
August 24, 1994 - February 23, 1996
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
July 29, 1994 - December 31, 1995
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
June 14, 1990 - July 11, 1994
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
June 14, 1990 - July 11, 1994
VANDERBILT SECURITIES, INC.·CRD# 14280
BD
February 16, 1990 - April 12, 1990
J. T. MORAN & CO., INC.·CRD# 15655
BD
May 4, 1989 - February 15, 1990

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Current Firm

WS
WILBANKS SECURITIES, INC.

WILBANKS SECURITIES, INC.

CRD#: 40673 / SEC#: 8-49134
BD
Cancelled by SEC on 06/19/2018

Contact Information

Established

Oklahoma since 03/01/1996

Firm Type

Corporation

Fiscal Year End

December

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WILBANKS, AARON BRONELLEPRESIDENT, CEO & CFO & CCO1983697
WILBANKS, RANDALL LEEVICE PRESIDENT2675482
SHARPE, STEVEN DANIELCO CHIEF COMPLIANCE OFFICER (CCCO)2359155

Disclosures

Regulatory Event

12

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2016About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1989About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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