Gennaro Chiappetta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gennaro Chiappetta, who also goes by Jerry Chiappetta, was a registered financial professional .
Gennaro is a previously registered financial professional and started their career in finance in 1990. Gennaro had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2000 - July 5, 2000
INTERFIRST CAPITAL CORPORATION
April 28, 1999 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
March 20, 1998 - April 28, 1999
HORNOR, TOWNSEND & KENT, LLC
October 15, 1997 - March 9, 1998
FIRST ALLIED SECURITIES, INC.
April 21, 1997 - November 21, 1997
WMA SECURITIES, INC.
September 26, 1994 - March 18, 1997
NATIONAL PLANNING CORPORATION
November 14, 1990 - August 19, 1994
METROPOLITAN LIFE INSURANCE COMPANY
November 14, 1990 - August 19, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INTERFIRST CAPITAL CORPORATION
CRD#: 7659 / SEC#: , 8-22805
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MHK INVESTMENT CORPORATION | HOLDING COMPANY | |
| PHILLIPS, BRADFORD ASHLEY | CHAIRMAN, PRESIDENT AND CEO | 1730426 |
| ROGERS, KENNETH WALTER | EXECUTIVE VICE PRESIDENT SALES, DIRECTOR | 500255 |
| ROGERS, PAULA ANDREA | FINANCIAL AND OPERATIONS PRINCIPAL | 2167864 |
| TENNEY, LOUIS RUSSELL | SROP | 1032315 |
| TENNEY, LOUIS RUSSELL | MUNICIPAL BOND PRINCIPAL | 1032315 |
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
