Donald F. Pratl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Francis Pratl, who also goes by Donald Francis Pratl Jr, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1991. Donald had worked at 9 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2019 - July 15, 2021
TD AMERITRADE, INC.
May 16, 2016 - March 6, 2019
TRADESTATION SECURITIES, INC.
April 1, 2015 - May 5, 2016
SCOTTRADE, INC.
January 6, 2009 - February 4, 2015
E*TRADE FUTURES LLC
April 26, 2005 - January 13, 2009
E*TRADE SECURITIES LLC
June 12, 2003 - July 1, 2004
DASH FINANCIAL TECHNOLOGIES LLC
August 1, 1997 - May 23, 2003
NEWEDGE FINANCIAL INC.
June 26, 1992 - August 1, 1997
MORGAN STANLEY DW INC.
March 21, 1991 - August 3, 1999
LAKESHORE SECURITIES, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
