David J. Howell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Jenkins Howell was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1991. David had worked at 3 firms and has passed the Series 79 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2011 - November 14, 2012
BENGUR BRYAN & CO., INC.
December 1, 1994 - March 14, 1995
NEW ENGLAND SECURITIES
October 10, 1991 - September 2, 1993
ATLANTIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENGUR BRYAN & CO., INC.
CRD#: 36290 / SEC#: , 8-47072
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRYAN, CHARLES ALAN | CHIEF COMPLIANCE OFFICER | 1587605 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
