Andrew A. Shafter

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CRD#: 1932835

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Ankner Shafter was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1989. Andrew had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) COMMUNITY CAPITAL MANAGEMENT, INC., BOSTON, MA, INVESTMENT RELATED, START DATE 05/2013, INSTITUTIONAL SALES, MANAGE A SLEEVE OF THE PORTFOLIO AND MEETIN WITH CLIENTS, SALE OF PRODUCTS, 200 HRS/MTH WITH ALL DURING TRADING. 2) Pine Manor College; Chestnut Hill, MA; Non-investment related; Began 01/01/2019; College; Trustee; Board of Trustees' 4 hours per month zero hours during securities trading hours. 3) Boston College; Non-Investment Related; Chestnut Hill, MA; College; Associate Board of Trustees; Start 8/2020; 1hr per month with 0 during trading hours

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 15, 2020 - January 2, 2023

COMMUNITY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 109368

Hingham, MA

Past

June 5, 2013 - December 7, 2022

FORESIDE FUND SERVICES, LLC

CRD#: 46106

BOSTON, MA

Past

April 4, 2008 - January 21, 2009

TRUIST SECURITIES, INC.

CRD#: 6271

BOSTON, MA

Past

January 7, 2005 - January 4, 2008

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

BOSTON, MA

Past

September 7, 2001 - January 7, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

November 14, 2000 - June 26, 2001

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

April 1, 1999 - November 3, 2000

BANC ONE CAPITAL MARKETS, INC.

CRD#: 23065

CHICAGO, IL

Past

April 17, 1997 - April 1, 1999

BANC ONE CAPITAL MARKETS, INC.

CRD#: 27267

COLUMBUS, OH

Past

May 22, 1995 - April 17, 1997

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

Past

July 22, 1991 - April 27, 1995

R.W.PRESSPRICH & CO.

CRD#: 26460

NEW YORK, NY

Past

April 30, 1991 - July 26, 1991

CEDAR STREET SECURITIES CORP.

CRD#: 26600

NEW YORK, NY

Past

April 18, 1989 - April 30, 1991

MABON, NUGENT & CO.

CRD#: 2617

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMUNITY CAPITAL MANAGEMENT, LLC

COMMUNITY CAPITAL MANAGEMENT, INC. | CRAFUND ADVISORS INC. | CRAFUND ADVISORS INC | COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368 / SEC#: 801-56201

RIA

Registered Investment Advisory firm - (2/3/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/11/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/9/1996

General Securities Principal Examination

Current Firm

COMMUNITY CAPITAL MANAGEMENT, LLC

COMMUNITY CAPITAL MANAGEMENT, INC. | CRAFUND ADVISORS INC. | CRAFUND ADVISORS INC | COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368 / SEC#: 801-56201

RIA

Registered Investment Advisory firm - (2/3/1999 Approved)

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Contact information

Main Address

261 North University Drive Suite 520, Fort Lauderdale, FL 33324-2009

Mailing Address

Phone number

(877) 272-1977

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CCM FORM ADV PART 2A-8-20-2025 (8/20/2025)

CCM FORM ADV PART 2A-7-23-2024 (8/20/2025)

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 6,256,377,754

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andrew A. Shafter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

TRUIST SECURITIES, INC.

FHN FINANCIAL SECURITIES CORP.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

KEYBANC CAPITAL MARKETS INC.

BANC ONE CAPITAL MARKETS, INC.

BANC ONE CAPITAL MARKETS, INC.

SCOTT & STRINGFELLOW, LLC

R.W.PRESSPRICH & CO.

CEDAR STREET SECURITIES CORP.

MABON, NUGENT & CO.

Primary Firm SEC Registration

COMMUNITY CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/11/2020

Series 63

Date: 7/26/2013

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

Series 24

Date: 5/9/1996

Current Firm

COMMUNITY CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMUNITY CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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