AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AS

Andrew A. Shafter

Some features on this profile are disabled
CRD#: 1932835
AS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Ankner Shafter was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 1989. Andrew had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 15, 2020 - January 2, 2023

COMMUNITY CAPITAL MANAGEMENT, LLC

RIA
CRD#: 109368
Hingham, MA
Past

June 5, 2013 - December 7, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
BOSTON, MA
Past

April 4, 2008 - January 21, 2009

TRUIST SECURITIES, INC.

BD
CRD#: 6271
BOSTON, MA
Past

January 7, 2005 - January 4, 2008

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
BOSTON, MA
Past

September 7, 2001 - January 7, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

November 14, 2000 - June 26, 2001

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
CLEVELAND, OH
Past

April 1, 1999 - November 3, 2000

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL
Past

April 17, 1997 - April 1, 1999

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 27267
COLUMBUS, OH
Past

May 22, 1995 - April 17, 1997

SCOTT & STRINGFELLOW, LLC

BD
CRD#: 6255
RICHMOND, VA
Past

July 22, 1991 - April 27, 1995

R.W.PRESSPRICH & CO.

BD
CRD#: 26460
NEW YORK, NY
Past

April 30, 1991 - July 26, 1991

CEDAR STREET SECURITIES CORP.

BD
CRD#: 26600
NEW YORK, NY
Past

April 18, 1989 - April 30, 1991

MABON, NUGENT & CO.

BD
CRD#: 2617

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
COMMUNITY CAPITAL MANAGEMENT, LLC
COMMUNITY CAPITAL MANAGEMENT, INC. | CRAFUND ADVISORS INC. | CRAFUND ADVISORS INC | COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368 / SEC#: 801-56201

RIA
Registered Investment Advisory firm - (2/3/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 11/11/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/26/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/15/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/9/1996
General Securities Principal Examination

Current Firm

CC
COMMUNITY CAPITAL MANAGEMENT, LLC
COMMUNITY CAPITAL MANAGEMENT, INC. | CRAFUND ADVISORS INC. | CRAFUND ADVISORS INC | COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368 / SEC#: 801-56201

RIA
Registered Investment Advisory firm - (2/3/1999 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
261 North University Drive Suite 520, Fort Lauderdale, FL 33324-2009
Mailing Address
Phone number
(877) 272-1977
Established
Firm type
Fiscal year end
# of Employees
39

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CCM FORM ADV PART 2A-8-20-2025 (3/17/2026)

Regulatory assets under management

Total Number of Accounts89
AUM (Assets Under Management)$ 6,995,782,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMUNITY CAPITAL MANAGEMENT, LLC

CRD#: 109368

TRUST BUT VERIFY

Monitor Andrew Shafter

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Guy David Peel
Guy PeelAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Helena, MT
Mark Brown
Mark BrownAdvisorCheck Check Mark
AUSDAL FINANCIAL PARTNERS, INC.
IAR
RR
Estero, FL
Jeffrey Paul Meotti
Jeffrey MeottiAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
MADISON, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.