CS
Christy D. Stoner
UWHARRIE INVESTMENT ADVISORS
ALBEMARLE, NC 28001
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CRD#: 1932795
CS
Professional summary
Christy Davis Stoner, AIF® is a registered financial advisor currently at UWHARRIE INVESTMENT ADVISORS, INC. located in Albemarle, North Carolina and THE STRATEGIC ALLIANCE CORPORATION located in Albemarle, North Carolina.
Christy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Christy has worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ONE BUILDING AT A TIME, LLC, 421 E. CANNON AVE ALBEMARLE, NC 28001, HOLDS DEPRESSED DOWNTOWN PROPERTY TO BE RENOVATED AND RENTED OR SOLD; MEMBER BEGINNING AUG 2012, LESS THAN 1 HR/MTH. 2)WINDY BEACH, LLC, 132 N. FIRST ST ALBEMARLE, NC 28001, HOLDS REAL ESTATE PROPERTY FOR LONG TERM INVESTMENT, MEMBER SINCE JUNE 2011; LESS THAN 1 HR/MTH. 3)UWHARRIE BANK, EVP STARTING SEPT 2013. 4) NORTH CAROLINA STATE BANKING COMMISSION, APRIL 2021. 5)UWHARRIE CAPITAL CORP COMMUNITY FOUNDATION STARTING JAN 2022, COMMUNITY GIVING AND SUPPORT; 5 HRS/MONTH. 6) UWHARRIE LOAN POOL I, LLC, DIRECTOR/CEO OF UWHARRIE INVESTMENT ADVISORS, INC THAT SERVES AS MANAGER FOR THE POOL, 1/1999. 7) UWHARRIE MUNICIPAL LOAN POOL I, LLC, DIRECTOR/CEO OF UWHARRIE INV ADVISORS THAT SERVES AS MGR FOR THE POOL, 11/1999.
CRS (Client Relationship Summary) - RIA
Click below to view Christy Davis Stoner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 31, 2001 - Present
UWHARRIE INVESTMENT ADVISORS, INC.
Office #1: 132 North First Street, Albemarle, NC 28001RIA
CRD#: 117592
ALBEMARLE, NC
Current
October 25, 1993 - Present
THE STRATEGIC ALLIANCE CORPORATION
Office #1: 132 North First Street, Albemarle, NC 28001BD
CRD#: 32788
Albemarle, NC
Past
April 13, 2005 - June 22, 2005
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
July 17, 1992 - November 27, 1992
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past
April 10, 1991 - November 3, 1993
ROBERT THOMAS SECURITIES, INC
BD
CRD#: 10147
ST. PETERSBURG, FL
Past
January 21, 1991 - March 12, 1991
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
BEDMINSTER, NJ
Past
June 22, 1989 - December 31, 1989
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
BEDMINSTER, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.
CRD#: 117592 / SEC#: 801-63767
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(11/4/1993)
IAR
North Carolina(12/31/2001)
RR
South Carolina(3/18/1999)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UI
UWHARRIE INVESTMENT ADVISORS, INC.
STRATEGIC INVESTMENT ADVISORS, INC. | UWHARRIE INVESTMENT ADVISORS, INC. | UWHARRE INVESTMENT ADVISORS, INC.
CRD#: 117592 / SEC#: 801-63767
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
132 North First Street, Albemarle, NC 28001
Mailing Address
P.o. Box 1517, Albemarle, NC 28002
Phone number
(704) 983-5959
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 811 |
| AUM (Assets Under Management) | $ 278,247,352 |
Red Flags
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Company Information
UWHARRIE INVESTMENT ADVISORS, INC.
CRD#: 117592Albemarle, NC 28001TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
