Christopher G. Trotta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher George Trotta was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1989. Christopher had worked at 10 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2024 - June 3, 2025
CITI PRIVATE ALTERNATIVES, LLC
May 16, 2014 - June 3, 2025
CITIGROUP GLOBAL MARKETS INC.
May 16, 2014 - June 3, 2025
CITIGROUP GLOBAL MARKETS INC.
January 9, 2012 - May 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 19, 2011 - May 5, 2014
WELLS FARGO CLEARING SERVICES, LLC
August 19, 2004 - March 21, 2007
FIRST REPUBLIC WEALTH ADVISORS, LLC
December 11, 2003 - March 21, 2007
FIRST REPUBLIC SECURITIES COMPANY, LLC
November 17, 1997 - December 9, 2003
CHARLES SCHWAB & CO., INC.
September 18, 1996 - June 11, 1997
CHASE INVESTMENT SERVICES CORP.
February 28, 1996 - September 18, 1996
CHEMICAL INVESTMENT SERVICES CORP.
April 13, 1989 - April 11, 1996
METROPOLITAN LIFE INSURANCE COMPANY
April 13, 1989 - April 11, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CITI PRIVATE ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
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