William P. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Patrick Barrett, who also goes by Bill Barrett, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2015 - August 5, 2016
PURITAN BROKERAGE SERVICES, INC.
June 22, 2015 - August 5, 2016
PEAK AMERICAN INVESTMENT ADVISORS, INC.
July 27, 2012 - December 23, 2014
VANGUARD MARKETING CORPORATION
January 2, 2009 - September 1, 2010
THE LEADERS GROUP, INC.
July 2, 2007 - June 18, 2008
HORNOR, TOWNSEND & KENT, LLC
August 4, 2005 - March 6, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
April 28, 2004 - July 6, 2005
IFMG SECURITIES, INC.
July 22, 2002 - September 30, 2003
HIMCO DISTRIBUTION SERVICES COMPANY
March 27, 2000 - May 9, 2002
USALLIANZ SECURITIES, INC.
October 1, 1997 - December 31, 1999
AMERICAN GENERAL SECURITIES INCORPORATED
April 30, 1996 - October 1, 1997
USLIFE EQUITY SALES CORP.
May 4, 1994 - August 23, 1994
FIDELITY BROKERAGE SERVICES LLC
July 8, 1993 - May 17, 1994
DREYFUS INVESTMENT SERVICES COMPANY, LLC
May 10, 1989 - June 16, 1993
GLOBAL ATLANTIC DISTRIBUTORS, LLC
April 10, 1989 - May 2, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURITAN BROKERAGE SERVICES, INC.
CRD#: 144445 / SEC#: , 8-67656
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PURITAN FINANCIAL COMPANIES | SHAREHOLDER | |
| MCDONALD, SONDRA S | PRESIDENT, CCO | 4269871 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
