Griffith G. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Griffith Glenn Moore, who also goes by Griff Moore, was a registered financial professional .
Griffith is a previously registered financial professional and started their career in finance in 1989. Griffith had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2010 - August 16, 2024
CRESCENT SECURITIES GROUP, INC.
May 5, 2004 - May 17, 2010
CULLUM & BURKS SECURITIES, INC.
December 21, 2001 - March 24, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 26, 2000 - December 18, 2001
FIRST RESEARCH FINANCIAL
August 24, 1995 - December 1, 1999
HORNOR, TOWNSEND & KENT, LLC
March 16, 1992 - September 6, 1995
AVANTAX INVESTMENT SERVICES, INC.
September 11, 1990 - March 17, 1992
PLANNED INVESTMENTS INC.
June 5, 1989 - September 17, 1990
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
