Joel T. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Thomas Johnson, who also goes by J T Johnson, was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1989. Joel had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2008 - June 25, 2009
AMERICAN FAMILY SECURITIES, LLC
March 16, 1989 - October 19, 1996
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN FAMILY SECURITIES, LLC
CRD#: 104433 / SEC#: , 8-52899
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERICAN FAMILY MUTUAL INSURANCE COMPANY | SOLE MEMBER | |
| DENNY, MAUREEN LINETTE | PRESIDENT | 4710109 |
| DENNY, MAUREEN LINETTE | VP PRODUCT | 4710109 |
| GRASEE, KARI ELIZABETH | TREASURER | 4611618 |
| GRASEE, KARI ELIZABETH | CHIEF FINANCIAL OFFICER | 4611618 |
| HAUGLAND, SUSAN MARJORIE | CHIEF COMPLIANCE OFFICER | 4398697 |
| HOLMAN, DAVID CLIFFORD | DIRECTOR | 5890029 |
| HOLMAN, DAVID CLIFFORD | SECRETARY | 5890029 |
| KELLY, DANIEL JAMES | DIRECTOR | 4279218 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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