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Sean E. Canaday

BOS ASSET MANAGEMENT
Springfield, IL 62711
Some features on this profile are disabled
CRD#: 1931609
SC

Professional summary

Sean Eugene Canaday, who also goes by Sean E Canaday, is a registered financial advisor currently at BOS ASSET MANAGEMENT, LLC located in Springfield, Illinois.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Sean has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sean E Canaday

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Eugene Canaday's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 31, 2023 - Present

BOS ASSET MANAGEMENT, LLC

Office #1: 3400 Wabash Avenue, Springfield, IL 62711
RIA
CRD#: 310632
Springfield, IL
Past

November 30, 2010 - May 3, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
SPRINGFIELD, IL
Past

November 30, 2010 - May 3, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
SPRINGFIELD, IL
Past

January 2, 2009 - December 2, 2010

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SPRINGFIELD, IL
Past

April 23, 2007 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
SPRINGFIELD, IL
Past

April 6, 2007 - December 2, 2010

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SPRINGFIELD, IL
Past

October 1, 2002 - October 4, 2006

AMERICAN GENERAL SECURITIES INCORPORATED

BD
CRD#: 13626
SPRINGFIELD, IL
Past

June 2, 1989 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

BD
CRD#: 5435
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BA
BOS ASSET MANAGEMENT, LLC
BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA
Registered Investment Advisory firm - (11/20/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(5/31/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/29/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/24/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/12/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/1/1989
Investment Company Products/Variable Contracts Representative Examination

Current Firm

BA
BOS ASSET MANAGEMENT, LLC
BOS ASSET MANAGEMENT, LLC

CRD#: 310632 / SEC#: 801-119836

RIA
Registered Investment Advisory firm - (11/20/2020 Approved)
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Contact information

Main Address
3400 Wabash Avenue, Springfield, IL 62711
Mailing Address
Phone number
(833) 943-8090
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)
DISCLOSURE BROCHURE FOR BOS ASSET MANAGEMENT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts1,144
AUM (Assets Under Management)$ 828,687,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BOS ASSET MANAGEMENT, LLC

CRD#: 310632Springfield, IL 62711

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Contact information

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