Michael Carl Maciolek
Professional Summary
Michael Carl Maciolek is a registered financial advisor currently at MAINLINE WEST FUND MANAGER LLC located in Denver, Colorado and MAINLINE WEST MUNICIPAL SECURITIES LLC located in Denver, Colorado. Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
MAINLINE WEST FUND MANAGER LLC
Contact Information
Main Address
2237 W. 30th Avenue, Denver, CO 80211Phone Number
(720) 536-3380# of Employees
5SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
116AUM (Assets Under Management)
$1,771,928,899Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MAINLINE WEST FUND MANAGER LLC
State Registrations and Notice Filings
(7/16/2012)
(2/27/2018)
(2/12/2009)
(2/27/2018)
(7/9/2019)
(3/29/2018)
(8/27/2019)
(7/25/2019)
(9/13/2019)
(5/24/2019)
(4/9/2019)
(4/29/2019)
(4/8/2019)
(2/27/2018)
(7/9/2019)
(4/17/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2025About the Series 52TO examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Carl Maciolek's CRS (Customer Relationship Summary).
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