MM
Michael C. Maciolek
MAINLINE WEST FUND MANAGER LLC
Denver, CO 80211
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CRD#: 1931206
MM
Professional summary
Michael Carl Maciolek is a registered financial advisor currently at MAINLINE WEST FUND MANAGER LLC located in Denver, Colorado and MAINLINE WEST MUNICIPAL SECURITIES LLC located in Denver, Colorado.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Michael has worked at 2 firms and has passed the Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MainLine West, LLC - 2237 W. 30th Avenue, Denver, CO 80211. Senior Vice President. Investing and Management. Approximately 36 hours per week, during business hours. MainLine West Fund Manager, LLC is a wholly owned subsidiary of MainLine West, LLC, so the work performed for MainLine West includes responsibilities for MainLine West Fund Manager, LLC. MainLine West Fund Manager, LLC manages tax-advantaged proprietary funds under the names MainLine West Tax-Advantaged Opportunity Funds and MainLine West Private Client Trusts, all of which are disclosed on Form ADV for MainLine West Fund Manager, LLC. This RR is an employee of the broker-dealer, but salary expenses are shared between MainLine West, LLC and MainLine West Municipal Securities, LLC pursuant to an established expense-sharing agreement between the entities.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Carl Maciolek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2018 - Present
MAINLINE WEST FUND MANAGER LLC
Office #1: 2237 W. 30th Avenue, Denver, CO 80211RIA
CRD#: 147532
Denver, CO
Current
December 3, 2008 - Present
MAINLINE WEST MUNICIPAL SECURITIES LLC
Office #1: 2237 W. 30th Avenue, Denver, CO 80211BD
CRD#: 148020
Denver, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MAINLINE WEST FUND MANAGER LLC
MAINLINE WEST FUND MANAGER LLC
CRD#: 147532 / SEC#: 801-69444
RIA
Registered Investment Advisory firm - (8/20/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/16/2012)
IAR
California(2/27/2018)
RR
Colorado(2/12/2009)
IAR
Colorado(2/27/2018)
IAR
Delaware(6/4/2019)
RR
Delaware(7/9/2019)
IAR
Florida(3/29/2018)
RR
Florida(8/27/2019)
IAR
Georgia(4/10/2018)
RR
Georgia(7/25/2019)
IAR
Illinois(6/4/2019)
RR
Illinois(9/13/2019)
RR
Massachusetts(5/24/2019)
IAR
Massachusetts(8/6/2019)
RR
Michigan(4/9/2019)
IAR
Michigan(6/4/2019)
IAR
New Jersey(3/1/2018)
RR
New Jersey(4/29/2019)
RR
New York(4/8/2019)
IAR
Pennsylvania(2/27/2018)
RR
Pennsylvania(7/9/2019)
IAR
Texas(4/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MAINLINE WEST FUND MANAGER LLC
MAINLINE WEST FUND MANAGER LLC
CRD#: 147532 / SEC#: 801-69444
RIA
Registered Investment Advisory firm - (8/20/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2237 W. 30th Avenue, Denver, CO 80211
Mailing Address
Phone number
(720) 536-3380
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 120 |
| AUM (Assets Under Management) | $ 1,681,945,178 |
Red Flags
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