Carl P. Steinhilber

SHUSTER ADVISORY GROUP

PASADENA, CA 91101

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CRD#: 1931102

Professional summary

Carl Patrick Steinhilber is a registered financial advisor currently at SHUSTER ADVISORY GROUP, LLC located in Pasadena, California and EQUITABLE ADVISORS, LLC located in Pasadena, California.

Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. Carl has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Dually Affiliated, Investment Advisory Representative, ORIA Shuster Advisory Group, LLC. Located at: 155 N. Lake Avenue, Suite 950, Pasadena, CA 91101.Investment Related. 2. POA Immediate Family

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Patrick Steinhilber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 18, 2022 - Present

SHUSTER ADVISORY GROUP, LLC

Office #1: 155 N. Lake Ave. Suite 950, Pasadena, CA 91101

RIA

CRD#: 170233

PASADENA, CA

Current

January 30, 2019 - Present

EQUITABLE ADVISORS, LLC

Office #1: 155 N. Lake Ave Suite 950, Pasadena, CA 91101

RIA

CRD#: 6627

PASADENA, CA

Past

July 19, 2022 - January 3, 2025

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

May 1, 2014 - May 11, 2018

MML DISTRIBUTORS, LLC

CRD#: 38030

ENFIELD, CT

Past

August 8, 2011 - May 1, 2014

MML INVESTORS SERVICES, LLC

CRD#: 10409

ENFIELD, CT

Past

October 15, 1993 - August 11, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 4, 1989 - October 15, 1993

AETNA LIFE INSURANCE AND ANNUITY COMPANY

CRD#: 13256

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHUSTER ADVISORY GROUP, LLC

CRD#: 170233 / SEC#: 801-106929

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

California

Registered Investment Advisory firm - (1/22/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/30/2019)

IAR

South Carolina
(7/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/6/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/10/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/3/1989

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/4/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 8/19/1993

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

SHUSTER ADVISORY GROUP, LLC

CRD#: 170233 / SEC#: 801-106929

RIA

Registered Investment Advisory firm - (11/19/2015 Approved)

California

Registered Investment Advisory firm - (1/22/2016 Terminated)

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Contact information

Main Address

155 N. Lake Ave. Suite 950, Pasadena, CA 91101

Mailing Address

Phone number

(626) 578-0816

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2.18.25_ADV_2A_RPC (3/7/2025)

2.18.25_ADV_2A_WEALTH (3/7/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 7,909,384,939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carl P. Steinhilber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Patrick Steinhilber's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

MML DISTRIBUTORS, LLC

MML INVESTORS SERVICES, LLC

VOYA FINANCIAL PARTNERS, LLC

AETNA LIFE INSURANCE AND ANNUITY COMPANY

Primary Firm SEC Registration

SHUSTER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2022

Series 63

Date: 12/6/2011

SIE

Date: 5/11/2018

Series 7

Date: 11/10/2004

Series 6

Date: 4/3/1989

Series 24

Date: 5/4/2005

Series 26

Date: 8/19/1993

FINRA

Current Firm

SHUSTER ADVISORY GROUP, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHUSTER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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