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MR

Michael W. Raissis

MARV CAPITAL
New York, NY 10023
Some features on this profile are disabled
CRD#: 1931027
MR

Professional summary

Michael Wayne Raissis, who also goes by Michael Wayne Raissis, Michael Raissis, is a registered financial professional currently at MARV CAPITAL INC. located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1992. Michael has worked at 13 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Wayne Raissis | Michael Raissis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Wayne Raissis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 19, 2026 - Present

MARV CAPITAL INC.

Office #1: 1 West End Avenue Suite 11d, New York, NY 10023
BD
CRD#: 104390
New York, NY
Past

July 30, 2024 - September 6, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
OXFORD, CT
Past

August 21, 2013 - July 10, 2024

MARV CAPITAL INC.

BD
CRD#: 104390
NEW YORK, NY
Past

September 11, 2012 - August 21, 2013

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

October 16, 2008 - June 29, 2012

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

January 18, 2006 - October 16, 2008

BROADPOINT DESCAP

BD
CRD#: 14997
NEW YORK, NY
Past

September 9, 2004 - October 18, 2005

GREENWICH FINANCIAL SERVICES, L.L.C.

BD
CRD#: 39231
GREENWICH, CT
Past

February 6, 2002 - October 1, 2003

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

September 30, 1999 - September 20, 2001

VIRTU ITG LLC

BD
CRD#: 29299
NEW YORK, NY
Past

July 23, 1996 - September 2, 1999

BAIRD, PATRICK & CO., INC.

BD
CRD#: 1149
FAIRFIELD, NJ
Past

April 13, 1995 - August 8, 1996

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

May 10, 1993 - May 2, 1995

FIRST UNION CAPITAL MARKETS CORP.

BD
CRD#: 6124
CHARLOTTE, NC
Past

November 25, 1992 - April 13, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

May 29, 1992 - November 28, 1992

W.J. NOLAN & COMPANY, INC.

BD
CRD#: 16465
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/4/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 3/16/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/19/1992
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MARV CAPITAL INC.
MARINO CAPITAL PARTNERS | NETCAP VENTURES, INC. | NET CAP SECURITIES | MARV CAPITAL INC.

CRD#: 104390 / SEC#: , 8-52855

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 West End Avenue Suite 11d, New York, NY 10023
Mailing Address
1 West End Avenue Suite 11d, New York, NY 10023
Phone number
(347) 556-7263
Established
California since 05/16/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MARV CAPITAL PARTNERS, LLCDIRECT OWNER
AWASTHI, MANEESHEXECUTIVE OFFICER2931277
GEORGE, KENNETH RONALDFINOP2643369
VIRUPAKSHA, RAPARTHIEXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER5334660

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARV CAPITAL INC.

CRD#: 104390New York, NY 10023

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