Steven Robert Lacy
Professional Summary
Steven Robert Lacy, who also goes by Steve Robert Lacy, is a registered financial advisor currently at TEXAKOMA FINANCIAL, INC. located in Plano, Texas. Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven Robert Lacy, Steve Robert Lacy
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TEXAKOMA FINANCIAL, INC.
Contact Information
Main Address
5601 Granite Parkway Suite 800, Plano, TX 75024Mailing Address
5601 Granite Parkway Suite 800, Plano, TX 75024Phone Number
(972) 701-9106Established
Texas since 03/06/1985Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
Disclosures
Regulatory Event
3Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/13/2026)
(11/16/2012)
(1/4/2016)
(1/9/2026)
(11/19/2012)
(4/25/2024)
(1/14/2026)
(3/11/2019)
(1/15/2026)
(1/12/2024)
(1/11/2024)
(5/24/2016)
(11/29/2012)
(1/8/2026)
(1/12/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Robert Lacy's CRS (Customer Relationship Summary).
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