Steven R. Lacy
Professional summary
Steven Robert Lacy, who also goes by Steve Robert Lacy, is a registered financial professional currently at TEXAKOMA FINANCIAL, INC. located in Plano, Texas.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1989. Steven has worked at 11 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Robert Lacy's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 2012 - Present
TEXAKOMA FINANCIAL, INC.
Office #1: 5601 Granite Parkway, Suite 800, Plano, TX 75024-6654Office #2: 5601 Granite Parkway Suite 800, Plano, TX 75024August 28, 2012 - October 31, 2012
RED RIVER SECURITIES, LLC
May 23, 2012 - August 20, 2012
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
March 15, 2010 - June 23, 2010
TEXLARK SECURITIES, LLC
January 31, 2008 - May 8, 2008
LONE STAR SECURITIES, INC.
February 14, 2006 - January 31, 2008
REEF SECURITIES, INC.
September 7, 2001 - September 16, 2005
REEF SECURITIES, INC.
July 25, 2000 - February 20, 2001
REEF SECURITIES, INC.
July 21, 1999 - July 20, 2000
DOUGLAS SCOTT SECURITIES, INC.
August 9, 1996 - August 13, 1997
DOMINION CAPITAL CORPORATION
August 26, 1992 - August 26, 1992
WORTHINGTON & DUNN SECURITIES INC.
March 20, 1990 - October 26, 1990
J. W. GANT & ASSOCIATES, INC.
May 23, 1989 - March 24, 1990
THE STUART-JAMES COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2012)
(1/4/2016)
(11/19/2012)
(4/25/2024)
(3/11/2019)
(1/12/2024)
(1/11/2024)
(5/24/2016)
(11/29/2012)
Exams
FINRA
Current Firm
TEXAKOMA FINANCIAL, INC.
CRD#: 16910 / SEC#: , 8-34706
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
TEXAKOMA FINANCIAL, INC.
CRD#: 16910Plano, TX 75024-6654TRUST BUT VERIFY
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