Kelly A. Macheca
Professional summary
Kelly Ann Macheca was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kelly is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Kelly had worked at 6 firms, which includes FISERV INVESTOR SERVICES INC., TRADESTAR INVESTMENTSINC., AMERICAN GENERAL SECURITIES INCORPORATED, MAP INVESTMENTS INCORPORATED, MOMENTUM INDEPENDENT NETWORK INC., FINANCIAL HORIZONS SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 1997 - November 10, 1997
FISERV INVESTOR SERVICES, INC.
January 5, 1995 - January 2, 1997
TRADESTAR INVESTMENTS,INC.
June 29, 1993 - January 4, 1995
AMERICAN GENERAL SECURITIES INCORPORATED
August 4, 1992 - June 2, 1993
MAP INVESTMENTS INCORPORATED
April 8, 1992 - August 4, 1992
MOMENTUM INDEPENDENT NETWORK INC.
March 22, 1989 - December 11, 1991
FINANCIAL HORIZONS SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
FISERV INVESTOR SERVICES, INC.
CRD#: 34637 / SEC#: , 8-46496
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
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