JH
Julie A. Heath
GWN SECURITIES
Loomis, CA 95663
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CRD#: 1930487
JH
Professional summary
Julie Ann Heath, CFP® is a registered financial advisor currently at GWN SECURITIES INC. located in Loomis, California.
Julie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Julie has worked at 3 firms and has passed the Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Julie A. Heath CPA A Prof. Corp.~'NIR'~3485 Taylor Road~Loomis~CA~95650~Tax Preparation/Accounting~Owner/Sole Proprietor~9/1/2007~160hrs~120hrs~Tax Planning & Preparation, IRS representation, Bookkeeping, Payroll, Planning Services| INSURANCE POSITION: Agent NATURE: Sell Insurance Products. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/18/2021 ADDRESS: 3485 Taylor Road Loomis, CA 95650, United States DESCRIPTION: Variable Annuity Investment Sales. BUSINESS CONSULTING Is Not Investment Related, Accounting and Tax, owner, 2007-09-01, 15 hours per month, 15 hours per month during trading hours, Hourly Compensation, "I provide business consulting services that are related to my CPA practice. This involves sales and property tax, indirect international tax , SOX compliance, compilation reports, and other accounting analysis. I either get paid on an hourly basis or per project. I charge them an hourly rate of $175 . " ADVANCED ORGANIC METHODS, INC Is Not Investment Related, ADDRESS: "2140 S Dupont Hwy, , Camden, DE, 19934, United States", Energy Equipment, CFO, 7/1/2025, 2 hours per month, 0 hours per month during trading hours, Hourly Compensation DESCRIPTION: Manage books and records. Prepare tax returns. Attend Board of Director meetings
CRS (Client Relationship Summary) - RIA
Click below to view Julie Ann Heath's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Julie Ann Heath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
October 18, 2022 - Present
GWN SECURITIES INC.
Office #1: 3485 Taylor Road, Loomis, CA 95663RIA
BD
CRD#: 128929
Loomis, CA
Current
October 14, 2022 - Present
GWN SECURITIES INC.
Office #1: 3485 Taylor Road, Loomis, CA 95663RIA
BD
CRD#: 128929
Loomis, CA
Past
November 6, 2018 - October 20, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Loomis, CA
Past
August 27, 2015 - October 20, 2022
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Loomis, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/14/2022)
IAR
California(10/18/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GWN SECURITIES INC.
CRD#: 128929Loomis, CA 95663TRUST BUT VERIFY
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