Ronald A. Milburn

HUNTLEIGH SECURITIES

St. Louis, MO 63105

Some features on this profile are disabled

CRD#: 1929991

Professional summary

Ronald Allen Milburn, who also goes by Ron Milburn, Ronald Allen Milburn Sr, is a registered financial professional currently at HUNTLEIGH SECURITIES CORPORATION located in St. Louis, Missouri.

Ronald is registered as a RR (Registered Representative) and started their career in finance in 1989. Ronald has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ron Milburn | Ronald Allen Milburn Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Allen Milburn's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2021 - Present

HUNTLEIGH SECURITIES CORPORATION

Office #1: 7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105

CRD#: 7456

St. Louis, MO

Past

January 2, 2003 - December 3, 2021

K. W. CHAMBERS & CO.

CRD#: 1432

CLAYTON, MO

Past

January 10, 1995 - December 12, 1995

HESS INVESTMENT CO.

CRD#: 407

CLAYTON, MO

Past

October 12, 1990 - December 31, 2002

CLAYTON SECURITIES SERVICES, INC.

CRD#: 23768

CLAYTON, MO

Past

April 18, 1989 - October 2, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/5/2021)

Florida
(1/5/2021)

Hawaii
(10/15/2021)

Illinois
(1/5/2021)

Indiana
(1/29/2021)

Iowa
(1/5/2021)

Missouri
(1/5/2021)

Pennsylvania
(10/31/2025)

Exams

State Security Law Exam

Series 63

Date: 5/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/1994

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HUNTLEIGH SECURITIES CORPORATION

HUNTLEIGH SECURITIES CORPORATION | KRENTZ, MEYER & MCCLELLAN INVESTMENT CORPORATION

CRD#: 7456 / SEC#: , 8-21893

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105

Mailing Address

7800 Forsyth Blvd. 5th Floor, St. Louis, MO 63105

Phone number

(314) 236-2400

Established

Missouri since 05/12/1977

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CHAMBERS, ROBERT LEWIS	PRESIDENT/DIRECTOR/OWNER	1231649
GAO CONSULTING, LLC	OWNER
CHAMBERS, ROBERT BARRETT	DIRECTOR	6963634
LEOPOLD, MICHAEL WARREN	DIRECTOR	306991
MARSHALL, CATHERINE TERRY	CCO/DIRECTOR/CORPORATE SECRETARY	1445205
O'CONNELL, CHRISTOPHER CORY	DIRECTOR	5008251
OVERSCHMIDT, GREG ALFRED	DIRECTOR	1160877
THOMAS, KAREN LEE	CHIEF OPERATIONS OFFICER AND FIN/OP	1970467

Disclosures

Regulatory Event	7
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ronald A. Milburn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ronald Allen Milburn's CRS (Customer Relationship Summary).

Certified licenses

Experience

K. W. CHAMBERS & CO.

HESS INVESTMENT CO.

CLAYTON SECURITIES SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/1989

SIE

Date: 10/1/2018

Series 7

Date: 4/15/1989

Series 24

Date: 8/15/1994

FINRA

Current Firm

HUNTLEIGH SECURITIES CORPORATION

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HUNTLEIGH SECURITIES CORPORATION

TRUST BUT VERIFY

Similar Advisors