Todd M. Nejaime
Professional summary
Todd Michael Nejaime was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Todd is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Todd had worked at 9 firms, which includes FIN-ATLANTIC SECURITIES INC., LAIDLAW GLOBAL SECURITIES INC., MONITOR INVESTMENT GROUP INC., GILFORD SECURITIES INCORPORATED, REICH & CO. INC., LADENBURG THALMANN & CO. INC., GRUNTAL & CO. L.L.C., JANNEY MONTGOMERY SCOTT LLC, D. H. BLAIR & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 1997 - September 6, 2000
FIN-ATLANTIC SECURITIES, INC.
August 9, 1996 - February 3, 1997
LAIDLAW GLOBAL SECURITIES, INC.
April 4, 1996 - July 25, 1996
MONITOR INVESTMENT GROUP, INC.
January 19, 1994 - January 30, 1996
GILFORD SECURITIES INCORPORATED
September 23, 1992 - January 19, 1994
REICH & CO., INC.
August 11, 1992 - October 20, 1992
LADENBURG THALMANN & CO. INC.
June 17, 1991 - August 14, 1992
GRUNTAL & CO., L.L.C.
December 6, 1990 - June 17, 1991
JANNEY MONTGOMERY SCOTT LLC
March 21, 1989 - December 12, 1990
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/4/1999
Limited Representative-Equity Trader ExamCurrent Firm
FIN-ATLANTIC SECURITIES, INC.
CRD#: 25523 / SEC#: , 8-41809
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
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