Edward F. Johns
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Francis Johns, who also goes by Eddie Johns, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1989. Edward had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - March 11, 2014
BB&T SECURITIES, LLC
March 6, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
August 6, 2008 - February 28, 2012
KEYBANC CAPITAL MARKETS INC.
February 5, 2007 - May 6, 2008
JEFFERIES LLC
July 19, 1999 - February 2, 2007
KEYBANC CAPITAL MARKETS INC.
February 26, 1998 - July 30, 1999
NOMURA SECURITIES INTERNATIONAL, INC.
January 13, 1997 - February 27, 1998
MORGAN STANLEY DW INC.
March 28, 1996 - September 11, 1996
R.W.PRESSPRICH & CO.
June 30, 1995 - April 4, 1996
TUCKER ANTHONY INCORPORATED
June 6, 1994 - June 19, 1995
SCHRODER & CO. INC.
July 31, 1990 - June 8, 1994
CITIGROUP GLOBAL MARKETS INC.
February 23, 1989 - March 4, 1989
CANTOR FITZGERALD SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
