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Gregory Joseph Berlacher

CRD# 1929689·Registered 1989 - 2022
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Joseph Berlacher was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1989 - 2022. Gregory had worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

EMERGING GROWTH EQUITIES, LTD.·CRD# 47040
BD
Bryn Mawr, PA
July 30, 1999 - February 28, 2022
BOENNING & SCATTERGOOD, INC.·CRD# 100
BD
West Conshohocken, PA
March 27, 1997 - September 8, 1999
INVESTEC INC.·CRD# 18553
BD
New York, NY
July 15, 1991 - March 12, 1996
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Houston, TX
July 18, 1989 - June 25, 1991

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Current Firm

EG
EMERGING GROWTH EQUITIES, LTD.

EMERGING GROWTH EQUITIES, LTD.

CRD#: 47040 / SEC#: 8-51642
BD
Terminated by SEC on 03/05/2022

Contact Information

Established

Pennsylvania since 01/26/1999

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
EGE HOLDINGS, LTD.LIMITED PARTNER—
BERLACHER, GREGORY JOSEPHCEO1929689
CORKERY, COLLEEN JANEFINANCIAL AND OPERATIONS PRINCIPAL4818898
EGE SPECIAL PURPOSE CORP.GENERAL PARTNER—
SEID, JAY DAVIDCHIEF COMPLIANCE OFFICER4809707

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2000About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1989About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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