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Gregory H. Friedman

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CRD#: 1929640
GF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Hugh Friedman, CFP®, who also goes by Greg H Friedman, was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1989. Gregory had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Greg H Friedman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1991

Experience

Past

September 4, 2024 - December 31, 2025

WEALTHSPIRE ADVISORS

RIA
CRD#: 106181
San Rafael, CA
Past

October 12, 2012 - September 11, 2024

WEALTHSPIRE ADVISORS

RIA
CRD#: 110666
SAN RAFAEL, CA
Past

June 19, 1998 - September 15, 2003

FINANCIAL TELESIS INC

BD
CRD#: 31012
SAN RAFAEL, CA
Past

October 2, 1996 - June 29, 1998

OAK TREE SECURITIES, INC.

BD
CRD#: 18126
LIVERMORE, CA
Past

December 14, 1992 - October 11, 1996

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

June 6, 1991 - December 31, 2008

FRIEDMAN & ASSOCIATES

RIA
CRD#: 106194
NOVATO, CA
Past

January 22, 1991 - December 4, 1992

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

May 23, 1989 - January 28, 1991

LINCOLN FINANCIAL DISTRIBUTORS, INC.

BD
CRD#: 145
RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WEALTHSPIRE ADVISORS
WEALTHSPIRE ADVISORS
SONTAG ADVISORY LLC | WEALTHSPIRE PATHWAYS | WEALTHSPIRE ADVISORS LLC | WEALTHSPIRE ADVISORS | WEALTHSPIRE

CRD#: 106181 / SEC#: 801-49390

RIA
Registered Investment Advisory firm - (6/16/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/20/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 5/20/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/2/1993
General Securities Principal Examination

Current Firm

WEALTHSPIRE ADVISORS
WEALTHSPIRE ADVISORS
SONTAG ADVISORY LLC | WEALTHSPIRE PATHWAYS | WEALTHSPIRE ADVISORS LLC | WEALTHSPIRE ADVISORS | WEALTHSPIRE

CRD#: 106181 / SEC#: 801-49390

RIA
Registered Investment Advisory firm - (6/16/1995 Approved)
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Contact information

Main Address
521 Fifth Avenue 15th Floor, New York, NY 10175
Mailing Address
Phone number
(212) 973-1200
Established
Firm type
Fiscal year end
# of Employees
335

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2 (11/25/2025)

Regulatory assets under management

Total Number of Accounts8,760
AUM (Assets Under Management)$ 25,786,873,286

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
11/17/2025
Cover Page
Report
08/29/2024
Cover Page
Report
06/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHSPIRE ADVISORS

WEALTHSPIRE ADVISORS

CRD#: 106181

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