Ernest F. Gross
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ernest Fleming Gross III, who also goes by Ernie Gross, was a registered financial professional .
Ernest is a previously registered financial professional and started their career in finance in 1989. Ernest had worked at 3 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2014 - December 16, 2024
CAMPBELL ASSET MANAGEMENT, LLC
July 11, 2006 - September 20, 2007
CITIGROUP GLOBAL MARKETS INC.
July 11, 2006 - September 20, 2007
CITIGROUP GLOBAL MARKETS INC.
April 8, 2004 - February 22, 2006
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - February 22, 2006
CITIGROUP GLOBAL MARKETS INC.
March 21, 1989 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
CAMPBELL ASSET MANAGEMENT, LLC
CRD#: 125052 / SEC#: 801-107560
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMPBELL ASSET MANAGEMENT, LLC
CRD#: 125052 / SEC#: 801-107560
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 401 |
| AUM (Assets Under Management) | $ 126,899,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
